Rotman School of Management, University of Toronto

Main Content

Capital Markets Institute - Next Steps: Cooperative Capital Markets Regulatory System

12:00-12:15pm check-in and lunch; 12:15-2:00pm discussion

Event Details

Speaker Series | Panel Discussion

Date: Tuesday December 04, 2018 | 12:15 PM - 02:00 PM
Speaker(s): Anita Anand, J.R. Kimber Chair in Investor Protection and Corporate Governance at the Faculty of Law, UofT
Kevan Cowan, Chief Regulator, Capital Markets Regulatory Authority (CMRA)
Mahmud Jamal, Partner, Osler
Kim Lachapelle, Autorité des marchés financiers
Lawrence Ritchie, Partner, Osler
Topic: Next Steps: Cooperative Capital Markets Regulatory System
Venue: Fleck Atrium (Ground floor, North Building) | map
Rotman School of Management, U of Toronto,
105 St George Street
Location: Toronto
Cost: $29.99 plus HST per person (includes the session and lunch)
Register Now

SYNOPSIS: In its November 9, 2018 decision the Supreme Court of Canada unanimously upheld the constitutionality of a proposal to implement a national cooperative capital markets regulatory system currently by the federal government and six (6) of thirteen (13) provincial and territorial governments. Our panel of experts will comment on the decision and discuss the next steps in the implementation of a pan-Canadian securities regulation.


SESSION HOST:  Capital Markets Institute

AGENDA

Welcome Remarks (5 min)
Alexander Dyck
Professor of Finance and Business Economics, Rotman School of Management, University of Toronto
Director, Capital Markets Institute @ Rotman

CCRM Update (10 min)
Speaker:
Anita Anand, J.R. Kimber Chair in Investor Protection and Corporate Governance, Faculty of Law, UofT
Director, Research and Policy, Capital Markets Institute @ Rotman

Prof Anand will provide a synopsis of the November 9, 2018 Supreme Court of Canada decision which unanimously upheld the constitutionality of a proposal to implement a national cooperative capital markets regulatory system currently by the federal government and six (6) of thirteen (13) provincial and territorial governments.

Panel Discussion moderated by Anita Anand (35 min)
Introduce panelists. Each panelists who has not already spoken will be given 5 minutes to give their view on passive investing, identify which of the previous remarks resonate, which give pause, and issues that have not yet been presented.

Kevan Cowan, Chief Regulator, Capital Markets Regulatory Authority (CMRA)
Mahmud Jamal, Partner, Osler
Lawrence Ritchie, Partner, Osler


Q&A (20 min)

Wrap-up (5 min)
Anita Anand

Additional Resources
Reference re PanCanadian Securities Regulation
https://scc-csc.lexum.com/scc-csc/scc-csc/en/item/17355/index.do

CD Howe Intelligence Memos Anita Anand - The Supreme Court Opens Door to a New Model of Securities Regulation


QUESTIONS:
Kathleen Coulson
Executive Director, Capital Markets Institute
Kathleen.Coulson@Rotman.Utoronto.Ca
416-978-5654


Cancellation Policy

Cancellations received in writing to events@rotman.utoronto.ca 24 hours prior to the event will receive a refund less a $10 administration fee per person. If we do not receive written notice of your cancellation, you will be charged the full amount for this session. Substitutions are always welcome.

Rotman's Event Privacy Policy

We adhere to both FIPPA and CASL. Read our Event Privacy Statement for details.

CLICK HERE

© Rotman School of ManagementAASCB